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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2025	⚥	SFC ID	Role	From	Until
1	Lee, Huk Bun 李學斌			ADZ881	Rep	2019-07-04
2	Nath, Virendra			APZ391	RO	2018-06-29
3	Tam, Pui Chi (SFC:AFT247) 譚佩芝			AFT247	RO	2021-02-03

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