SIGULER GUFF (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2025	⚥	SFC ID	Role	From	Until
1	Gong, Bo (SFC:BOA768) 龔博			BOA768	RO	2019-06-21	2020-04-30
2	Horiike, Atsushi			BOA774	RO	2019-06-21	2022-07-26
3	Kook, Kyungoh			BOA773	RO	2019-06-21	2021-05-12
					Rep	2021-05-12	2022-07-15
					RO	2022-07-15	2023-03-15
					RO	2025-04-22
4	Lee, Gee Eun			AXG142	RO	2019-06-21
5	Otani, Kentaro		M	BTK555	RO	2023-04-24
6	Shin, Heemin			BTG563	RO	2023-02-07	2024-09-30

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