Cortina Capital Asset Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Chan, Andy Yan Wing 陳欣永			ADJ208	Rep	2023-03-01	2025-07-25
2	Lo, Betty Wai Man 盧慧敏		F	AVC010	Rep	2022-08-26
3	Lu, Mei-Ying 呂美瑩			AHY761	Rep	2022-10-24
4	Ng, Ka Wai (SFC:APO972) 伍家慧			APO972	Rep	2022-11-18	2022-12-16
					RO	2022-12-16	2024-12-04
					Rep	2024-12-04
5	Sum, Stephen Nai Bun 岑乃彬		M	ACP406	RO	2021-10-15	2023-01-10
6	Wang, Chi-Ming (SFC:BRG004) 王啓銘			BRG004	RO	2023-12-19
7	Wu, Pin-Der 吳品德		F	ANM976	RO	2021-10-15

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