Wells Global Asset Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Fan, Yuen Yi 范婉儀			AEN524	RO	2022-09-21
2	Hasegawa, Kenichi (SFC:AWF432) 長谷川建一			AWF432	RO	2022-09-21
3	Lau, Pui Shan (SFC:BPY752) 劉珮珊			BPY752	Rep	2022-10-10
4	Mok, Chi Ho (SFC:BRP129)			BRP129	Rep	2024-10-29	2025-02-28
5	Morikuni, Yu 森國優			BVH513	Rep	2024-09-13	2025-09-30
6	Suzuki, Yuya 鈴木侑也			BTB242	Rep	2022-10-14	2024-11-14
7	Tam, Joseph Wai Ho 譚偉豪		M	BDJ927	Rep	2024-04-29	2025-08-15
8	Tamura, Kota 田村孝太			BTT250	RO	2023-10-13

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