Pearl International Securities Limited 尚源國際證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Lam, Sau Tung 林壽彤			APS739	RO	2023-06-30	2024-09-30
2	Liu, Xiaotian 劉笑天			BUM115	Rep	2024-02-16
3	Wong, Ho Tim 黃河添			AVZ604	RO	2023-07-21	2024-06-14

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