Nuvama Investment Advisors (Hongkong) Private Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Chan, Lee Quan			BLJ949	RO	2023-11-29
2	Cheung, Philip Yin Loong 張恩龍		M	AKY122	RO	2020-04-14
3	Mallick, Sunny		M	BUE053	Rep	2024-05-08	2024-10-18

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