Sino-Ocean Investment Management Limited 遠洋投資管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Chan, Ho Ming Nelson 陳浩明		M	BPC699	Rep	2023-03-21
2	Kong, Weipeng 孔維鵬			AVQ815	RO	2021-06-30
3	Zhou, Yun (SFC:AXM323) 周蘊			AXM323	RO	2023-01-19

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