SMBC Capital Markets (Asia) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Araki, Yushi 荒木裕史			BJT527	RO	2017-08-17
2	Bellemin, Velik Alexandre		M	AQE028	RO	2022-01-19
3	Cai, Qifang 蔡企放			BRD721	Rep	2023-12-07
4	Makita, Yushi			BTW371	RO	2024-02-05
5	Rondinella, Joseph		M	AIY535	RO	2010-07-14	2025-04-01
6	Wong, Adrian Alexander 王一鳴		M	AZO719	Rep	2012-05-28

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