CIS SECURITIES ASSET MANAGEMENT LIMITED 順安證券資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2024 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Cai, Huaiyao 蔡懷瑶 |
|
|
BSI361 |
Rep |
2022-04-13 |
2024-04-15 |
| 2 |
Chan, Ernest Tsz Kin 陳子建 |
|
M |
AFX173 |
RO |
2023-07-11 |
|
| 3 |
Cheung, Hoi Fung 張凱豐 |
|
|
BCD348 |
RO |
2023-04-18 |
2024-04-16 |
| 4 |
Chu, Wai Leung (SFC:ANX192) 朱偉良 |
|
|
ANX192 |
RO |
2016-12-13 |
2025-02-28 |
| 5 |
Chung, Alan Ho Wai 鍾浩為 |
46 |
M |
ARE721 |
RO |
2018-09-06 |
|
| 6 |
Ho, Cheuk Ming (SFC:BID232) 何卓鳴 |
|
|
BID232 |
Rep |
2022-06-13 |
2025-02-26 |
| 7 |
Li, Ru (SFC:BSQ865) 李儒 |
|
|
BSQ865 |
Rep |
2022-07-13 |
|
| 8 |
Luo, Na (SFC:BTB739) 羅娜 |
|
|
BTB739 |
Rep |
2023-10-17 |
2024-10-07 |
| 9 |
Mao, Dizhou 毛迪宙 |
|
|
BLE223 |
Rep |
2018-09-17 |
2025-09-30 |
| 10 |
Ng, Siu Choy 吳少才 |
|
|
ADC267 |
Rep |
2019-02-01 |
|
| 11 |
Ni, Sunxu (SFC:BUQ352) 倪孫緒 |
|
|
BUQ352 |
Rep |
2024-02-15 |
|
| 12 |
Tsang, Ka Wai (SFC:BTC819) 曾嘉威 |
|
|
BTC819 |
Rep |
2023-05-25 |
2024-12-30 |
| 13 |
Wong, Ken Hing Kin 王慶堅 |
|
M |
AFO849 |
Rep |
2022-03-14 |
2024-08-09 |
| 14 |
Yeung, Ka San 楊家燊 |
|
|
BTX704 |
Rep |
2023-08-01 |
2024-06-09 |
| 15 |
Yu, Yiu Kuk 余曜谷 |
|
|
BNE457 |
Rep |
2018-08-20 |
|
| 16 |
Zhang, Li (SFC:BTN352) 張利 |
|
|
BTN352 |
Rep |
2023-03-28 |
|
| 17 |
Zhou, Ang (SFC:BUH856) 周昂 |
|
|
BUH856 |
Rep |
2023-11-23 |
2025-06-13 |
| 18 |
Zhuang, Ziye 莊子燁 |
|
|
BSU109 |
Rep |
2023-02-09 |
|
Copyright & disclaimer, Privacy policy
Back to top