HONG KONG AND SHANGHAI INVESTMENT CORPORATION LIMITED 牛頓金融諮詢有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Han, Jienan 韓洁南			BPA396	RO	2020-06-11	2022-04-25
2	Tan, Dao Gyng 陳道烱			APH716	RO	2020-06-11	2022-04-04
3	Xue, Zhengye 薛正曄			BMF090	RO	2020-06-11	2021-09-28

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