PrincipleOne Securities Limited 同道證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Lai, Wai Nam 黎偉男			BNY633	RO	2023-10-11
2	Yung, Wai Sing (SFC:ANP500) 容渭星			ANP500	RO	2023-10-11	2024-04-30

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