THORNBURG INVESTMENT MANAGEMENT (ASIA) LIMITED 尚渤投資管理(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Gu, Andrew Ye Yan 顧燁彥		M	ALQ626	RO	2020-10-20
2	Shen, Qi (SFC:BSY494)			BSY494	Rep	2022-09-26	2024-08-14
3	Yong, Huixian 永恵嫻			BTB180	Rep	2022-10-25	2024-05-31
4	Zhang, Yong (SFC:BFN289) 張勇			BFN289	RO	2020-10-20	2024-06-14

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