WIN WIND FINANCE LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	SFC ID	Role	From	Until
1	Cheung, Sai Sai 張茜茜			APP369	RO	2022-04-14
2	Lowe, Norman C. 勞樹源		M	ACB086	Rep	2023-12-13	2024-04-30
3	Peng, Jia (SFC:AQV994) 彭佳			AQV994	RO	2022-04-14
4	Wong, Antainy Yiu Wai 黃耀威			BRW047	Rep	2022-11-21	2025-04-08

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