Auspice Investment Management Limited 瑞兆投資管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Yao, Tierui 姚鐵睿			BSI422	RO	2023-12-18
2	Zhang, Jingsi 張靜思			BQA561	RO	2023-12-18	2024-01-18

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