Initial Capital Securities Limited 鑫元證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Lau, Hon Wai (SFC:ACI109) 劉漢威			ACI109	RO	2022-07-15
2	Li, Longxi 李龍夕			BOW524	RO	2022-10-31
3	Shih, Yuen Chi 施婉智			ASE819	RO	2022-07-15	2022-11-01

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