Global West Securities (Hong Kong) Limited 大西部證券（香港）有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Wong, William (SFC:AQQ330) 王偉倫		M	AQQ330	RO	2022-05-31
2	Yuen, Ka Chung 阮家聰			ARD624	RO	2022-05-31
3	Zhao, Yong (SFC:BRR865) 趙勇			BRR865	Rep	2023-12-28	2024-02-05

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