NEW PROSPECT CAPITAL LIMITED 新域資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Ho, Ting Kay 何定錤			AEH400	RO	2022-04-13
2	Lai, Pei-Chun 賴佩君		F	ARO383	Rep	2018-07-06	2020-08-27
					RO	2020-08-27
3	Lim, Sen Ming			ATC356	RO	2017-11-29	2018-06-01
4	Tu, Yu-hui 凃玉慧			AEA467	RO	2018-05-24	2024-02-16
5	Wang, Hui (SFC:BJU212) 王暉	53	M	BJU212	RO	2017-11-29

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