SHANG HUA CAPITAL LIMITED 上華融資有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Chan, Tai Loi 陳太賚			AAW497	RO	2007-04-04	2007-06-21
2	Poon, Albert Kwok Hing 潘國興	62	M	AAI064	RO	2007-04-04	2007-06-21

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