Rockflow Securities Limited 奇運證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Kwok, Wai Ling (SFC:BPX593) 郭慧玲			BPX593	Rep	2023-11-06	2023-12-04
2	Lai, Yin King (SFC:BNO630) 賴燕瓊			BNO630	RO	2023-04-20
3	Lee, Chak Fai 李澤輝			BFU996	RO	2019-07-09	2024-09-30
4	Wang, Jianyu (SFC:BOP243) 王健宇			BOP243	Rep	2023-02-16

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