NEW YORK LIFE INVESTMENT MANAGEMENT HONG KONG LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Asada, Yoshiaki		M	BOM342	RO	2019-11-08	2021-04-20
2	Moorrees, Robert Henri		M	BBQ884	RO	2019-11-08	2021-06-30

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