DaoKou Securities Limited 道口證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Chow, Yuen Tung 周元彤		M	AEZ042	RO	2022-10-31	2023-12-08
2	Kwong, Peter Yun Kai 鄺潤楷		M	BHB485	RO	2017-11-15	2023-12-04

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