ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Choong, Ignatius Wooi Kean	62	M	ADT736	RO	2022-12-21
2	Luk, Linda Wing Sze 陸穎詩		F	ACM359	RO	2023-01-11	2025-03-31
3	Yung, Kathryn Ka Sing 榮嘉信	49	F	BGZ327	RO	2022-12-21	2022-12-31

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