Theia Securities Limited 遠源證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Lai, Hok Yin 賴學賢		M	AAB545	RO	2022-07-08	2023-07-31
2	Li, Pan Wing 李斌穎			BIH304	RO	2023-02-08	2023-08-15
3	Yung, Ka Cheung 容家祥			ABN735	RO	2022-11-30	2023-09-21
4	Zhao, Yue (SFC:BTE303) 趙悅			BTE303	Rep	2023-04-18	2023-05-04

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