Pearl International Securities Limited 尚源國際證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Ching, Kwan Leung 程均亮			ARF269	RO	2021-11-16	2023-08-31
2	Hu, Nian 胡念			BAA338	RO	2021-11-16	2023-06-30
3	Hui, Judy Kwan Yue 許坤茹		F	AFU622	RO	2021-11-16	2022-11-25

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