Theia Securities Limited 遠源證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Chan, Chi Ip 陳志業			ACN933	RO	2022-07-08	2023-02-14
2	Lai, Hok Yin 賴學賢		M	AAB545	RO	2022-07-08	2023-07-31
3	Wan, Yuk Ling (SFC:AGY915) 尹玉玲	50	F	AGY915	RO	2020-11-12	2022-11-30
4	Yung, Ka Cheung 容家祥			ABN735	Rep	2022-08-01	2022-11-30

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