Capstone Investment Advisors (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Bordoni, Alain Cesare		M	ANM990	RO	2022-05-24	2024-06-30
2	Lloyd, John Bradley		M	BRY493	RO	2022-05-24	2024-01-03
3	Nicoletti, Nicola		F	AOR115	Rep	2022-06-07	2023-05-18
4	Tam, Josiah Chung Fai 譚仲暉		M	AIH357	Rep	2022-07-28	2023-07-07
5	Wong, Yu Fung 黃汝峰			BST665	Rep	2022-07-21	2025-10-31

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