Prior Securities Limited 昇悅證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Chan, Kei Shu 陳紀樹			AOC991	RO	2022-07-14	2024-02-16
2	Chiu, Ka Wik Galric 趙葭域			BOQ901	Rep	2022-06-09	2023-10-04

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