China Prospect Securities Limited 中國保盛證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Li, Chris Wai Kit 李維傑		M	AWV325	RO	2018-07-18	2023-07-31
2	Li, Ho Yan (SFC:AVT194) 李可欣			AVT194	Rep	2021-07-07	2022-12-31
3	Sin, Wai Lok 冼偉樂			BHU734	RO	2017-01-19	2022-04-29

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