ROC Capital Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	McLennan, Jennifer Carver	59	F	AAE384	RO	2021-04-08	2023-07-31
2	Xu, Dapeng (SFC:AUZ670) 徐大鵬			AUZ670	RO	2021-04-08

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