DRAGON INVESTMENT ADVISORY COMPANY LIMITED 雲龍資本投資顧問有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Tsao, Thomas Shui Cheong 曹瑞昌		M	AXD568	RO	2016-09-27	2022-03-31
2	Zhai, Jun (SFC:AEW118) 翟雋			AEW118	RO	2016-09-27

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