CSII Capital Limited 川國投資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Mo, Yuqian			BQR980	Rep	2021-03-02	2022-10-12
2	Tan, Wentao 談文濤	53	M	AXS425	RO	2020-10-05
3	Wang, Yu (SFC:APZ458) 王彧			APZ458	RO	2020-10-05	2023-01-13

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