Stifel Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Kaushik, Raghav			BIR362	Rep	2018-06-14	2022-06-22
2	Kim, Jung-Su			BOK336	Rep	2019-06-03
3	Yang, Jing (SFC:ARH995) 楊婧			ARH995	RO	2021-11-23	2022-12-27
4	Yu, Thomas Ka Ming 余家明		M	AQI247	RO	2020-10-15	2021-12-31
5	Zhu, Yihan (SFC:BQO472) 朱亦涵			BQO472	Rep	2020-12-15

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