First Quarter Moon Asset Management Limited 上弦月資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Chau, Chun Sing (SFC:BBZ774) 周振聲			BBZ774	RO	2021-09-27	2022-11-10
2	Kong, Chun On 江俊安			AZO335	RO	2021-09-27	2023-02-28

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