RaffAello Investment Management (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Lam, Elvis Bun Hei 林品希		M	BIS018	RO	2021-03-23
2	Lee, Ha Young 李夏榮			ADI252	RO	2021-03-23	2024-05-07

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