Sino Wealth Asset Management Limited 國新資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Hui, Wan Yee 許韻兒			AEX961	RO	2020-03-20	2023-06-27
2	Tham, Anna Marie 譚妙芳		F	ABH098	RO	2018-09-19	2023-06-27

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