AESOP ASSET MANAGEMENT LIMITED 晉灃資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Chan, Kenneth Kwun Chung 陳冠中		M	AER783	RO	2018-11-14	2023-01-06
2	Lau, Pauline Yuen Ling 劉宛玲		F	AEY548	RO	2017-06-07

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