Ocean Global Capital Management Limited 智川基金管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Dong, Haitao (SFC:AZZ298) 董海韜			AZZ298	RO	2018-09-27	2019-09-03
2	Gu, Ziqiao 谷子樵			BMW241	RO	2018-09-27	2019-07-02

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