iSAM Securities (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Gao, Qifan 高綺繁			BHE173	Rep	2021-01-12	2021-04-01
2	Ho, Crystal Shuk Kan 何淑勤		F	AWS997	RO	2019-12-23	2020-11-30
3	Jock, Kevin Andrew		M	BPK387	Rep	2020-02-19	2023-03-06
4	Li, Ho Pan 李皓斌			BCH687	Rep	2020-03-03	2021-04-28
5	Robbins, William Ralph Quentin		M	APJ520	RO	2019-12-23	2023-05-12
6	Sitlani, Raj Kumar Sunder	58	M	BOM645	RO	2019-12-23	2023-05-12
7	Tan, de Cheng 譚得成			BPO625	Rep	2020-04-27	2023-05-08
8	Yang, Shuyi (SFC:BIL572) 楊姝逸			BIL572	Rep	2020-02-18	2020-08-07

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