YUANYIN SECURITIES LIMITED 原銀證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Lau, Ka Pan 劉嘉斌			AXS397	RO	2020-03-06	2021-07-15
2	Wu, Yingshi 吳應時			BDV967	RO	2020-06-12	2021-09-06

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