SunPlus Capital Limited 新領資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Dou, Jianjun 竇建軍			BMY458	RO	2021-02-04	2022-07-31
2	Ng, Ting Cheong 吳定昌			BEQ321	RO	2020-09-08	2021-11-29

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