Yellow River Securities Limited 黃河證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Li, Linyi 李林依			BLE825	RO	2020-06-24
2	Wong, Po Chin 黃步前			ALY361	Rep	2020-04-14	2021-03-29
3	Yiu, Shing Wai 姚盛慧			AAG891	RO	2020-02-13

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