Naga Advisors (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Ha, Steve Wai Cheung 夏偉祥		M	ARQ021	RO	2018-02-05	2018-12-31
2	Li, Ming Kwok 李銘國			ADS635	RO	2018-02-05	2019-03-29

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