AUS Financial Group (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Lam, Wai Chun (SFC:ASM382) 林偉俊			ASM382	Rep	2020-09-04	2020-11-30
2	Lo, Ching Kong 羅程剛			BFD628	RO	2020-09-15	2020-12-29
3	Wong, Ching Yi (SFC:BIE418) 王靜怡			BIE418	Rep	2018-10-31	2020-11-30

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