LLOYD BAUGHAN LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Baughan, Mark Philip		M	ADJ861	RO	2006-01-19	2021-09-08
2	Ko, Wing Man (SFC:BNO090) 高詠雯			BNO090	Rep	2018-09-20	2020-11-30
3	Lloyd, James Cary (SFC:AUJ913)		M	AUJ913	RO	2010-01-28	2020-11-30

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