IMPERIAL CAPITAL LIMITED (HK) 盛世投資(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Lee, Wai Ki (SFC:BOI662) 李偉基			BOI662	RO	2020-01-17	2021-05-18
2	Shaw, Barbara (SFC:AAE978) 邵憶芳		F	AAE978	RO	2005-05-12	2021-09-09

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