Sino-Ocean Investment Management Limited 遠洋投資管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Jin, Zengxiang 金增祥			ARO631	RO	2020-04-21	2021-10-01
2	Jing, Ruochong 井若冲			BDO877	RO	2020-04-21	2020-07-20
3	Law, Fong Yuen 羅方圓			AGO947	RO	2020-04-21	2022-09-30

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