PHOENIX CAPITAL MANAGEMENT LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Ng, Roderick Hou Man 伍浩民		M	ACZ999	RO	2010-03-02	2012-05-31
2	Trivedi, Jaymin Jagdishchandra			AUP363	RO	2010-03-02	2013-01-14
					RO	2016-04-29	2017-05-29
3	Xu, Wen (SFC:APO463) 胥雯			APO463	RO	2016-04-29	2017-05-29

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