Yellow River Securities Limited 黃河證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Li, Linyi 李林依			BLE825	Rep	2017-12-11	2020-06-24
2	Suen, Ho Yi 孫可兒		F	BAZ565	RO	2017-06-01	2020-07-01
3	Tsoi, Andes Fai Tin 蔡揮田			ABN399	RO	2017-06-01	2020-02-15
4	Xie, Fan (SFC:BLU352) 謝凡			BLU352	Rep	2018-07-26	2020-11-30

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