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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Disney, Patrick William Wynn	63	M	ALK818	Rep	2004-12-09	2005-03-02
2	Gaskell, Rodney Scott		M	ALK821	Rep	2004-12-06	2005-03-02
3	McCarron, Mark Edward		M	ALK820	Rep	2004-12-01	2005-03-02
4	Ujobai, Joseph Paul	58	M	ALK819	Rep	2004-12-09	2005-03-02

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