HQ Capital Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Chiu, Jacob Yeung Bun 趙仰斌		M	AOE785	RO	2016-11-03	2023-12-15
2	Pierce, David Glen		M	AJD764	RO	2016-11-03	2023-12-15
3	Wu, Lucian Ho Lap 胡可立			ACG554	RO	2016-11-03	2021-05-20

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